Richard Davis Clarke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2023)
- CF30 Customer (29 Apr 2019 to 9 Jan 2023)
Coulter Weir Wealth Management (no longer approved here)
FRN 810760
- Employed By (29 Apr 2019 to 9 Jan 2023)
Clarke Parkinson Financial (no longer approved here)
FRN 221164
- Employed By (22 Nov 2016 to 5 Apr 2019)
Compass Financial Associates Limited (no longer approved here)
FRN 222106
- Employed By (25 Feb 2014 to 21 Nov 2016)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 21 Nov 2016)
- CF4 Partner (AR) (13 Dec 2002 to 21 Nov 2016)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
Canada Life Limited (no longer approved here)
FRN 110394
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.