Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Robert Easteal

    IRN DRE01034

    • (2848)CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
    • (2847)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
  • David Robert Fairey

    IRN DRF00015

    • (1485)CF21 Investment Adviser (6 Mar 2002 to 13 Mar 2002)
    • (1484)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
  • David Robert Glass

    IRN DRG01077

    • (2151)CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
  • David Ronald Thirkettle

    IRN DRT00012

    • (1351)CF4 Partner (AR) (1 Dec 2001 to 21 Mar 2005)
  • David Rough

    IRN DXR01239

    • (786)CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
    • (787)CF1 Director (1 Dec 2001 to 31 Dec 2001)
  • David Roy Hummerston

    IRN DRH00025

    • (2050)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
  • David Rushton

    IRN DXR00047

    • (1227)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 15 Feb 2002)
  • David Russell Normanton

    IRN DRN00009

    • (1562)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
  • David Silas Brown

    IRN DSB00017

    • (1795)CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
  • David Smith

    IRN DXS00038

    • (2171)CF21 Investment Adviser (24 Apr 2003 to 29 Oct 2007)
    • (2170)CF22 Investment Adviser (Trainee) (21 Aug 2002 to 24 Apr 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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