David Robert Easteal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cartlidge Morland Wealth Management LLP
FRN 810083
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 15 Mar 2021)
Taylormade Financial Planning LLP (no longer approved here)
FRN 535867
- CF30 Customer (28 Feb 2013 to 5 Jul 2019)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (24 Aug 2005 to 28 Apr 2006)
- CF22 Investment Adviser (Trainee) (7 Jul 2004 to 24 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.