David Silas Brown

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (1 Nov 2007 to 13 Dec 2008)
- CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
- CF7 Sole Trader (AR) (24 Jan 2007 to 31 Jan 2007)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (14 Jul 2005 to 24 Jan 2007)
- CF22 Investment Adviser (Trainee) (1 Apr 2005 to 14 Jul 2005)
- CF7 Sole Trader (AR) (1 Apr 2005 to 24 Jan 2007)
David Brown (no longer approved here)
FRN 429925
- Employed By (1 Apr 2005 to 24 Jan 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.