David Robert Glass

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 20 Dec 2021)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 14 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.