Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Marshall Shelton
IRN MKS00005
- (451)CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
Martin Adam Reeves
IRN MAR01107
- (2223)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Martin Alistair Player
IRN MAP00046
- (2183)CF22 Investment Adviser (Trainee) (20 May 2005 to 31 Dec 2006)
Martin Archdale
IRN MXA01326
- (2787)CF21 Investment Adviser (1 Sep 2006 to 29 Oct 2007)
- (2786)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 1 Sep 2006)
Martin Brian Johnson
IRN MBJ00006
- (1445)CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)
Martin Charles Rose
IRN MCR00005
- (2817)CF21 Investment Adviser (5 Jun 2003 to 29 Jan 2004)
- (2816)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 5 Jun 2003)
Martin Clark
IRN MJC00174
- (2252)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
Martin Clifford Berry
IRN MCB00038
- (2440)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Martin David Clarke
IRN MXC00132
- (3100)CF22 Investment Adviser (Trainee) (29 Apr 2002 to 17 Mar 2003)
Martin David Pengilly
IRN MDP01070
- (1320)CF20 Significant Mgt (Settlements) (9 Feb 2005 to 7 Jan 2007)
- (1321)CF1 Director (9 Feb 2005 to 7 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.