Martin Alistair Player

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (5 Jun 2008 to 8 Dec 2019)
Openwork Limited (no longer approved here)
FRN 408285
- CF21 Investment Adviser (1 Jun 2005 to 3 Jun 2005)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (20 May 2005 to 31 Dec 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (20 May 2005 to 31 Dec 2006)
Newcastle Financial Advisers Limited (no longer approved here)
FRN 222899
- (98)Employed By (18 Mar 2004 to 3 Jun 2005)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.