Martin Charles Rose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Mortgage Doctors Limited
FRN 801570
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (1 May 2018 to 8 Dec 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (9 Mar 2005 to 30 Apr 2018)
The Mortgage Doctors Ltd (no longer approved here)
FRN 409367
- Employed By (9 Mar 2005 to 30 Apr 2018)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (5 Jun 2003 to 29 Jan 2004)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 5 Jun 2003)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.