Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Nov 2024)
    • CF30 Customer (4 Jan 2012 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 16 Sep 2011)
    • CF1 Director (11 May 2004 to 18 Aug 2008)
    • CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2007)
    • CF27 Investment Management (3 Feb 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 3 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.