Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
    • [FCA CF] Manager of certification employee (since 29 Mar 2021)
    • CF2 Non Executive Director (24 Mar 2014 to 8 Dec 2019)
    • CF1 Director (3 Aug 2009 to 25 May 2011)
  • Kingsmead Financial Planning Ltd (no longer approved here)

    FRN 630040

    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 23 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 23 Feb 2026)
    • [FCA CF] Manager of certification employee (29 Mar 2021 to 23 Feb 2026)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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