Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Marshall Shelton
IRN MKS00005
- (451)CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
Martin Adam Reeves
IRN MAR01107
- (2223)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Martin Alistair Player
IRN MAP00046
- (2183)CF22 Investment Adviser (Trainee) (20 May 2005 to 31 Dec 2006)
Martin Archdale
IRN MXA01326
- (2787)CF21 Investment Adviser (1 Sep 2006 to 29 Oct 2007)
- (2786)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 1 Sep 2006)
Martin Brian Johnson
IRN MBJ00006
- (1445)CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)
Martin Charles Rose
IRN MCR00005
- (2817)CF21 Investment Adviser (5 Jun 2003 to 29 Jan 2004)
- (2816)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 5 Jun 2003)
Martin Clark
IRN MJC00174
- (2252)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
Martin Clifford Berry
IRN MCB00038
- (2440)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Martin David Clarke
IRN MXC00132
- (3100)CF22 Investment Adviser (Trainee) (29 Apr 2002 to 17 Mar 2003)
Martin David Pengilly
IRN MDP01070
- (1320)CF20 Significant Mgt (Settlements) (9 Feb 2005 to 7 Jan 2007)
- (1321)CF1 Director (9 Feb 2005 to 7 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.