Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Marshall Shelton
IRN MKS00005
- (451)CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
Martin Adam Reeves
IRN MAR01107
- (2223)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Martin Alistair Player
IRN MAP00046
- (2183)CF22 Investment Adviser (Trainee) (20 May 2005 to 31 Dec 2006)
Martin Archdale
IRN MXA01326
- (2787)CF21 Investment Adviser (1 Sep 2006 to 29 Oct 2007)
- (2786)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 1 Sep 2006)
Martin Brian Johnson
IRN MBJ00006
- (1445)CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)
Martin Charles Rose
IRN MCR00005
- (2817)CF21 Investment Adviser (5 Jun 2003 to 29 Jan 2004)
- (2816)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 5 Jun 2003)
Martin Clark
IRN MJC00174
- (2252)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
Martin Clifford Berry
IRN MCB00038
- (2440)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Martin David Clarke
IRN MXC00132
- (3100)CF22 Investment Adviser (Trainee) (29 Apr 2002 to 17 Mar 2003)
Martin David Pengilly
IRN MDP01070
- (1320)CF20 Significant Mgt (Settlements) (9 Feb 2005 to 7 Jan 2007)
- (1321)CF1 Director (9 Feb 2005 to 7 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004
Just Mortgages (South East) Ltd (no longer appointed)
FRN 214251 · Appointed 26 Mar 2003 · Until 9 Feb 2005
Robinson Whitefield & Jackson Ltd (no longer appointed)
FRN 220932 · Appointed 26 Mar 2003 · Until 19 Aug 2004
JC & G Coombes Ltd (no longer appointed)
FRN 208757 · Appointed 26 Mar 2003 · Until 28 May 2004
I2I Financial Planning Group Ltd (no longer appointed)
FRN 211688 · Appointed 26 Mar 2003 · Until 28 Oct 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 26 Mar 2003 · Until 14 Feb 2005
Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
Robinson Mathias & Jackson (no longer appointed)
FRN 212935 · Appointed 26 Mar 2003 · Until 8 Feb 2005
Dudley Financial Services Ltd (no longer appointed)
FRN 208759 · Appointed 26 Mar 2003 · Until 4 Apr 2006

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (26)SMF5 Head of Internal Audit
2 days ago
controlled function added: (25)SMF9 Chair of the Governing Body
2 days ago
controlled function added: (24)[FCA CF] Significant management
2 days ago
controlled function added: (23)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (22)SMF24 Chief Operations
2 days ago
controlled function added: (21)[FCA CF] Client dealing
2 days ago
controlled function added: (20)SMF1 Chief Executive
2 days ago
controlled function added: (19)SMF3 Executive Director
2 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
2 days ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.