Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Robert Easteal
IRN DRE01034
- (2848)CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- (2847)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
David Robert Fairey
IRN DRF00015
- (1485)CF21 Investment Adviser (6 Mar 2002 to 13 Mar 2002)
- (1484)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
David Robert Glass
IRN DRG01077
- (2151)CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
David Ronald Thirkettle
IRN DRT00012
- (1351)CF4 Partner (AR) (1 Dec 2001 to 21 Mar 2005)
David Rough
IRN DXR01239
- (786)CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
- (787)CF1 Director (1 Dec 2001 to 31 Dec 2001)
David Roy Hummerston
IRN DRH00025
- (2050)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
David Rushton
IRN DXR00047
- (1227)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 15 Feb 2002)
David Russell Normanton
IRN DRN00009
- (1562)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
David Silas Brown
IRN DSB00017
- (1795)CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
David Smith
IRN DXS00038
- (2171)CF21 Investment Adviser (24 Apr 2003 to 29 Oct 2007)
- (2170)CF22 Investment Adviser (Trainee) (21 Aug 2002 to 24 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
Barber's (no longer appointed)
FRN 201515 · Appointed 16 Nov 1999 · Until 12 Mar 2003
Effectlease Limited (no longer appointed)
FRN 201538 · Appointed 8 Nov 1999 · Until 1 Jul 2003
Oakapple Consultancy (no longer appointed)
FRN 192473 · Appointed 6 Nov 1999 · Until 1 Dec 2001
North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.