Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Simon Sparrow
IRN CSS00015
- CF15 Internal Audit (1 Dec 2001 to 12 Oct 2007)
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Christy Corbett Morrison
IRN CCM01082
- [FCA CF] Manager of certification employee (9 Aug 2023 to 29 Apr 2025)
- [FCA CF] Client dealing (1 Apr 2020 to 20 Jan 2023)
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Claire Aley
IRN CXA46677
- [PRA CF] Managing a material risk taker (1 Apr 2021 to 28 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 9 May 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
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Claire Hazle
IRN CXH00653
- [FCA CF] Significant management (since 3 Apr 2023)
- [FCA CF] Material risk taker (3 Apr 2023 to 30 Nov 2023)
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Claire Louise Wallace
IRN CLW01099
- SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
- SMF4 Chief Risk (27 Aug 2019 to 28 Feb 2020)
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Claire Phillips
IRN CXP00151
- [FCA CF] Material risk taker (12 May 2021 to 3 Aug 2023)
- [FCA CF] Significant management (25 Jan 2021 to 2 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (25 Jan 2021 to 2 Jan 2024)
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Clare Jane Bousfield
IRN CJB01252
- SMF7 Group Entity Senior Manager (since 5 Sep 2025)
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Colin John Reedie
IRN CJR01064
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2022)
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Corinne Isabelle Lewis-Reynier
IRN CIR01004
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
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Craig David Fieldhouse
IRN CXF25034
- [FCA CF] Material risk taker (since 21 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 21 Aug 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.