Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 1 Apr 2020)
- [FCA CF] Manager of certification employee (since 1 Apr 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2022)
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- CF30 Customer (19 Jun 2018 to 4 Dec 2018)
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- CF30 Customer (27 Mar 2013 to 14 Oct 2016)
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- CF30 Customer (27 Oct 2011 to 14 Oct 2016)
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- CF30 Customer (27 Oct 2011 to 14 Oct 2016)
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- CF30 Customer (27 Oct 2011 to 14 Oct 2016)
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- CF30 Customer (1 Nov 2007 to 4 May 2011)
- CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
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- CF26 Customer Trading (5 Jun 2003 to 13 Jul 2005)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
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- CF26 Customer Trading (5 Jun 2003 to 13 Jul 2005)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.