Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF1 Director (19 Apr 2017 to 30 Sep 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Jun 2006 to 31 Oct 2007)
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- [FCA CF] Material risk taker (1 Apr 2021 to 14 Dec 2022)
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- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 4 Dec 2020)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2022)
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- CF27 Investment Management (1 Dec 2001 to 31 May 2003)
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- CF27 Investment Management (1 Dec 2001 to 31 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.