KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren Harvey

  IRN DDH00004

  • [FCA CF] Functions requiring qualifications (10 Jun 2022 to 31 Oct 2023)
  • [FCA CF] Client dealing (10 Jun 2022 to 31 Oct 2023)
• Darryl Kaplan

  IRN DXK01789

  • CF2 Non Executive Director (28 Sep 2017 to 7 Feb 2019)
• Daryl Morgan

  IRN DRM01125

  • [FCA CF] Client dealing (9 Jun 2022 to 2 Aug 2024)
  • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 2 Aug 2024)
• David Anthony Healy

  IRN DAH00060

  • CF30 Customer (7 Nov 2012 to 8 Dec 2019)
• David Christopher Fox

  IRN DCF00007

  • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 24 Oct 2025)
  • [FCA CF] Client dealing (3 Nov 2022 to 24 Oct 2025)
• David Cummins

  IRN DXC00058

  • CF30 Customer (26 Oct 2010 to 1 Oct 2014)
• David Frank Lawrence

  IRN DXL13588

  • SMF3 Executive Director (17 Feb 2021 to 12 Aug 2024)
  • Responsibility for MCD Intermediation (17 Feb 2021 to 12 Aug 2024)
  • Responsible for Insurance Distribution (17 Feb 2021 to 12 Aug 2024)
  • SMF1 Chief Executive (17 Feb 2021 to 12 Aug 2024)
• David Glyn Trefor Hudd

  IRN DGH01127

  • CF2 Non Executive Director (26 Mar 2018 to 7 Feb 2019)
• David Henry George Prince

  IRN DHP01034

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
• David Kiss

  IRN DXK13151

  • [FCA CF] Client dealing (24 Feb 2023 to 12 Mar 2026)
  • [FCA CF] Functions requiring qualifications (24 Feb 2023 to 12 Mar 2026)

No changes recorded yet.