Darren Harvey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 13 Dec 2023)
    • CF1 Director (AR) (since 25 Nov 2023)
    • CF30 Customer (since 25 Nov 2023)
  • Brookstone Wealth Ltd

    FRN 1006251

    • Employed By (since 25 Nov 2023)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (10 Jun 2022 to 31 Oct 2023)
    • [FCA CF] Client dealing (10 Jun 2022 to 31 Oct 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (19 Feb 2011 to 30 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2013)
    • CF21 Investment Adviser (13 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 13 Mar 2006)
  • Sterling Trust Professional (York) Limited (no longer approved here)

    FRN 165828

    • (7)Employed By (2 Jun 2005 to 30 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.