Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 15 Dec 2025)
    • CF30 Customer (since 13 Dec 2025)
  • Fintrel Limited

    FRN 1039156

    • (12)Employed By (since 13 Dec 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (3 Nov 2022 to 24 Oct 2025)
    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 24 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (11 Jul 2016 to 18 Oct 2022)
  • Navigation Wealth Management Limited (no longer approved here)

    FRN 911786

    • (20)Employed By (31 Jul 2019 to 18 Oct 2022)
  • David North (no longer approved here)

    FRN 401689

    • Employed By (11 Jul 2016 to 2 Jun 2017)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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