KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Jowers

  IRN CXJ07740

  • CF30 Customer (2 Nov 2018 to 2 Aug 2019)
• Christopher John Leighton

  IRN CXL00129

  • [FCA CF] Client dealing (4 Oct 2022 to 12 Jun 2023)
  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 12 Jun 2023)
• Christopher John Woodhams

  IRN CJW00058

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 4 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
• Claire Stockwell

  IRN CXS01515

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Feb 2022)
  • [FCA CF] Client dealing (since 8 Feb 2022)
• Colin William Roberts

  IRN CXR00048

  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• Daniel Gaylor

  IRN DXG16463

  • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 8 Mar 2022)
  • [FCA CF] Client dealing (3 Aug 2020 to 8 Mar 2022)
• Daniel Robins

  IRN DXR01873

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 1 Jul 2022)
• Daniel Smith

  IRN DMS01285

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2022)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Darran Harrison

  IRN DXH00100

  • [FCA CF] Functions requiring qualifications (12 Oct 2020 to 24 Oct 2025)
  • [FCA CF] Client dealing (12 Oct 2020 to 24 Oct 2025)
• Darren Carl McMahon

  IRN DCM01116

  • CF30 Customer (20 Sep 2012 to 20 Jan 2014)

No changes recorded yet.