Claire Stockwell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2022)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2022)
    • CF30 Customer (10 Oct 2014 to 7 Mar 2022)
  • Davis Associates (3064) (no longer approved here)

    FRN 194619

    • Employed By (14 Jul 2004 to 9 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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