Darren Carl McMahon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DLM Wealth Management LLP

    FRN 772311

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 2 May 2017)
    • CF11 Money Laundering Reporting (2 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 May 2017 to 8 Dec 2019)
    • CF28 Systems and controls (2 May 2017 to 8 Dec 2019)
    • CF30 Customer (2 May 2017 to 8 Dec 2019)
    • CF4 Partner (2 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 May 2017 to 30 Sep 2018)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (87)Employed By (18 Dec 2013 to 1 Feb 2016)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (20 Sep 2012 to 20 Jan 2014)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (10 Sep 2012 to 20 Sep 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 4 Nov 2012)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (644)Employed By (26 Jul 2004 to 4 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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