Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 2 Feb 2026)
- CF30 Customer (since 2 Feb 2026)
- [FCA CF] Client dealing (since 2 Feb 2026)
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Fintrel Limited
FRN 1039156
- (7)Employed By (since 2 Feb 2026)
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- [FCA CF] Client dealing (12 Oct 2020 to 24 Oct 2025)
- [FCA CF] Functions requiring qualifications (12 Oct 2020 to 24 Oct 2025)
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- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 10 Jul 2020)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.