Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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B W Financial Services Limited
FRN 189042
- (3)Employed By (since 22 Mar 2022)
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Nicholsons PSP Limited
FRN 223754
- (2)Employed By (since 22 Mar 2022)
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Ballards FS Limited
FRN 224308
- (4)Employed By (since 22 Mar 2022)
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Ruthlyn House Wealth Management Limited
FRN 439964
- (3)Employed By (since 22 Mar 2022)
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- (3)Employed By (since 22 Mar 2022)
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- [FCA CF] Functions requiring qualifications (21 Mar 2022 to 30 Jun 2022)
- Appointed representative dealing with clients for which they require qualification (21 Mar 2022 to 30 Jun 2022)
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- [FCA CF] Functions requiring qualifications (3 Aug 2020 to 8 Mar 2022)
- [FCA CF] Client dealing (3 Aug 2020 to 8 Mar 2022)
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- Employed By (28 Oct 2019 to 31 Jul 2020)
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- CF30 Customer (27 Jun 2019 to 31 Jul 2020)
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- Employed By (27 Jun 2019 to 31 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function added: (3)Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function removed: Employed By at Ruthlyn House Wealth Management Limited
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controlled function added: (3)Employed By at Ruthlyn House Wealth Management Limited
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controlled function removed: Employed By at Nicholsons PSP Limited
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controlled function added: (2)Employed By at Nicholsons PSP Limited
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controlled function removed: Employed By at Ballards FS Limited
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controlled function added: (4)Employed By at Ballards FS Limited
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controlled function removed: Employed By at B W Financial Services Limited
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controlled function added: (3)Employed By at B W Financial Services Limited