Julian Harris Financial Consultants
- FRN
- 153566
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Julian Harris HouseMusgrove StoresMusgroveAshfordKentTN23 7UNUNITED KINGDOM- Phone
- +4401233661960
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Complaints Contact
Julian Harris HouseMusgrove StoresMusgroveAshfordKentTN23 7UNUNITED KINGDOM- Phone
- +4401233661960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling with no debt management activity
- · This permission is limited to debt counselling in connection with investment advice, buy to let and second charge mortgages
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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ASHAN SARKAR
IRN AXS04891
- Appointed representative dealing with clients for which they require qualification (19 Apr 2023 to 26 Jul 2024)
- CF30 Customer (19 Apr 2023 to 26 Jul 2024)
- [FCA CF] Client dealing (27 Jan 2022 to 4 Mar 2024)
- [FCA CF] Functions requiring qualifications (7 Dec 2021 to 19 Apr 2023)
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Aaron Joseph Williams
IRN AXW00773
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 12 Sep 2025)
- CF30 Customer (since 11 Sep 2025)
- CF1 Director (AR) (since 11 Sep 2025)
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Adam Glen Walkom
IRN AGW01065
- Appointed representative dealing with clients for which they require qualification (10 Jun 2020 to 21 Mar 2022)
- CF30 Customer (7 May 2020 to 21 Mar 2022)
- CF1 Director (AR) (7 May 2020 to 21 Mar 2022)
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Adrian George Howard
IRN AGH01109
- CF1 Director (AR) (17 Feb 2014 to 1 Jul 2014)
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Adrian Warren Johnson
IRN AWJ01014
- CF1 Director (AR) (29 Jul 2021 to 21 Mar 2022)
- CF30 Customer (4 Jun 2021 to 21 Mar 2022)
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Aidan Timothy Martin
IRN ATM01053
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 22 Sep 2025)
- [FCA CF] Client dealing (since 22 Sep 2025)
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Akintunde Kehinde Isaacs-Sodeye
IRN AKI01005
- CF30 Customer (9 Apr 2009 to 13 Dec 2010)
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Alexander Barry Henry
IRN ABH01043
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2025)
- CF1 Director (AR) (6 Sep 2019 to 28 May 2025)
- CF30 Customer (6 Sep 2019 to 28 May 2025)
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Alexander John Darlow
IRN AJD01292
- CF30 Customer (13 Nov 2014 to 13 Oct 2015)
- CF1 Director (AR) (12 Jun 2012 to 21 Oct 2014)
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Ali Akbar Shah
IRN AAS01153
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 3 Mar 2021)
- CF1 Director (AR) (since 14 Oct 2020)
- CF30 Customer (since 14 Oct 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Sean Hurson
FRN 942084 · Appointed 30 Dec 2020
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Brian John Richardson
FRN 941604 · Appointed 21 Dec 2020
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Commodore Finance Ltd
FRN 461175 · Appointed 5 Nov 2020
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Charles Brown-Findlay
FRN 492826 · Appointed 12 Oct 2020
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Apex Mortgage Advice Limited
FRN 589093 · Appointed 28 Sep 2020
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Richard Butler
FRN 529661 · Appointed 4 May 2020
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Cartier Wealth Ltd
FRN 916918 · Appointed 15 Nov 2019
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JH Lombard Ltd
FRN 914697 · Appointed 8 Oct 2019
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Pentagon Wealth Ltd
FRN 846206 · Appointed 19 Jul 2019
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KLP Consultants Ltd
FRN 832106 · Appointed 28 Jan 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.