Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Jul 2025)
    • CF30 Customer (since 15 Jul 2025)
    • (1)Employed By (since 15 Jul 2025)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2025)
    • CF30 Customer (6 Sep 2019 to 28 May 2025)
    • CF1 Director (AR) (6 Sep 2019 to 28 May 2025)
  • Pentagon Wealth Ltd (no longer approved here)

    FRN 846206

    • (1)Employed By (6 Sep 2019 to 28 May 2025)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (22)Employed By (13 May 2016 to 20 Sep 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (22 Aug 2014 to 20 Sep 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (19 Jan 2012 to 22 Apr 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Oct 2010 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.