ASHAN SARKAR

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Olympia Finance Ltd

    FRN 838613

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 24 May 2019)
    • Responsibility for MCD Intermediation (since 24 May 2019)
    • CF1 Director (24 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (19 Apr 2023 to 26 Jul 2024)
    • CF30 Customer (19 Apr 2023 to 26 Jul 2024)
    • [FCA CF] Client dealing (27 Jan 2022 to 4 Mar 2024)
    • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 19 Apr 2023)
  • Ashan Sarkar (no longer approved here)

    FRN 994887

    • (1)Employed By (19 Apr 2023 to 26 Jul 2024)
  • Ever North Limited (no longer approved here)

    FRN 800196

    • CF1 Director (AR) (3 Aug 2018 to 21 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.