Adam Glen Walkom

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Permanent Wealth Partners LTD

    FRN 960049

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2022)
    • [FCA CF] Client dealing (since 22 Mar 2022)
    • Responsible for Insurance Distribution (since 18 Mar 2022)
    • SMF3 Executive Director (since 18 Mar 2022)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (10 Jun 2020 to 21 Mar 2022)
    • CF30 Customer (7 May 2020 to 21 Mar 2022)
    • CF1 Director (AR) (7 May 2020 to 21 Mar 2022)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF30 Customer (23 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.