Adrian George Howard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIALSHIELD GROUP LIMITED

    FRN 807199

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Sep 2018)
    • CF10 Compliance Oversight (5 Sep 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Sep 2018 to 30 Sep 2018)
    • CF1 Director (5 Sep 2018 to 8 Dec 2019)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (14 Aug 2014 to 8 Jun 2015)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF1 Director (AR) (17 Feb 2014 to 1 Jul 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (25 Jan 2011 to 1 Jul 2013)
    • CF1 Director (AR) (25 Jan 2011 to 31 Jan 2014)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (12 Oct 2009 to 16 May 2011)
    • CF30 Customer (12 Oct 2009 to 30 Dec 2010)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Sep 2006 to 9 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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