Alexander John Darlow

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (since 19 Dec 2018)
  • Protect and Lend Limited

    FRN 811665

    • (1)Employed By (since 19 Dec 2018)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (13 Nov 2014 to 13 Oct 2015)
    • CF1 Director (AR) (12 Jun 2012 to 21 Oct 2014)
  • City View Wealth Management (no longer approved here)

    FRN 569062

    • Employed By (23 Nov 2011 to 27 Jan 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Mar 2011 to 2 Aug 2011)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (11 Mar 2011 to 2 Aug 2011)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (1 Nov 2007 to 14 Jan 2008)
    • CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF30 Customer (1 Nov 2007 to 14 Jan 2008)
    • CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.