JPMorgan Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daniel James Watkins
IRN DJW01386
- CF10a CASS Oversight function (1 Oct 2011 to 5 Mar 2019)
- CF1 Director (18 Jan 2010 to 17 Dec 2018)
- CF29 Significant management (3 Nov 2008 to 15 Feb 2010)
Daniel White
IRN DXW02140
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2021 to 22 Jan 2022)
Danny Sheung Yoong Wong
IRN DSW01129
- CF28 Systems and controls (16 Aug 2018 to 8 Nov 2019)
Daryl Kaye
IRN DXK01797
- CF11 Money Laundering Reporting (21 Nov 2017 to 18 Oct 2019)
David Arthur Robinson
IRN DAR01120
- CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2006)
David Chen
IRN DXC35183
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Aug 2020)
David Cuss
IRN DXC01407
- CF28 Systems and controls (30 May 2008 to 8 Mar 2010)
David Hugh Charles Brigstocke
IRN DHB01089
- CF29 Significant management (3 Feb 2015 to 1 Jul 2016)
David Richard George Cardiff
IRN DRC01079
- CF1 Director (6 Dec 2004 to 18 Feb 2005)
Edward Peter Walker
IRN EPW01005
- [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2020)
- CF30 Customer (15 Nov 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Wal-Mart Stores (UK) Limited (no longer appointed)
FRN 201686 · Appointed 11 May 2000 · Until 20 Feb 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.