Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
- CF29 Significant management (3 Nov 2008 to 6 Mar 2016)
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- CF1 Director (17 Sep 2015 to 17 Dec 2018)
- CF29 Significant management (3 Nov 2008 to 17 Sep 2015)
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- CF1 Director (6 Nov 2012 to 25 Jun 2019)
- CF29 Significant management (3 Nov 2008 to 30 May 2012)
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- CF10a CASS Oversight function (1 Oct 2011 to 5 Mar 2019)
- CF1 Director (18 Jan 2010 to 17 Dec 2018)
- CF29 Significant management (3 Nov 2008 to 15 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.