Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
    • CF29 Significant management (3 Nov 2008 to 6 Mar 2016)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF1 Director (17 Sep 2015 to 17 Dec 2018)
    • CF29 Significant management (3 Nov 2008 to 17 Sep 2015)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF1 Director (6 Nov 2012 to 25 Jun 2019)
    • CF29 Significant management (3 Nov 2008 to 30 May 2012)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF10a CASS Oversight function (1 Oct 2011 to 5 Mar 2019)
    • CF1 Director (18 Jan 2010 to 17 Dec 2018)
    • CF29 Significant management (3 Nov 2008 to 15 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.