Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF10 Compliance Oversight (16 May 2005 to 30 Jun 2006)
    • CF11 Money Laundering Reporting (16 May 2005 to 30 Jun 2006)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2006)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2006)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.