Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2020)
- CF30 Customer (15 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 19 Feb 2013)
- CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 19 Feb 2013)
- CF21 Investment Adviser (15 Oct 2002 to 31 Dec 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 18 Mar 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.