David Richard George Cardiff

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chikara Investments LLP (no longer approved here)

    FRN 426641

    • SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2022)
    • SMF27 Partner (9 Dec 2019 to 16 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jan 2006 to 24 Feb 2014)
    • CF11 Money Laundering Reporting (31 Jan 2006 to 24 Feb 2014)
    • CF8 Apportionment and Oversight (28 Jul 2005 to 31 Oct 2007)
    • CF27 Investment Management (27 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (27 May 2005 to 8 Dec 2019)
    • CF4 Partner (27 May 2005 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF1 Director (6 Dec 2004 to 18 Feb 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (29 Apr 2002 to 18 Feb 2005)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (2 Apr 2002 to 18 Feb 2005)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF27 Investment Management (1 Dec 2001 to 18 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.