J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Conor Renshaw-Weber

  IRN CXR00261

  • [FCA CF] Client dealing (30 Jun 2021 to 1 Mar 2022)
• Craig Brian Anderson

  IRN CBA01015

  • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)
  • CF2 Non Executive Director (6 Oct 2011 to 8 Dec 2019)
• Cullen Clint Larson

  IRN CXL00322

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Sep 2024)
• Damian Walsh

  IRN DXW00345

  • [FCA CF] Material risk taker (26 Aug 2021 to 1 Nov 2022)
  • [FCA CF] Manager of certification employee (30 Nov 2020 to 12 Jul 2023)
  • [FCA CF] CASS oversight function (30 Nov 2020 to 9 May 2023)
  • [FCA CF] Functions requiring qualifications (20 Nov 2020 to 12 Jul 2023)
• Daniel Al-Hariri

  IRN DXA00191

  • [FCA CF] Client dealing (13 Jan 2021 to 15 Aug 2023)
• Daniel Simon Aegerter

  IRN DSA01030

  • CF2 Non Executive Director (18 Oct 2012 to 6 Mar 2019)
• Darragh Patrick Geraghty

  IRN DPG01071

  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jun 2024)
  • CF28 Systems and controls (8 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jun 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Jun 2018 to 8 Dec 2019)
• David Hudson

  IRN DFH01043

  • [FCA CF] Manager of certification employee (24 Apr 2023 to 15 Nov 2023)
• David John Pye

  IRN DJP01134

  • CF2 Non Executive Director (6 Oct 2011 to 30 Oct 2012)
• Dayna Morgan

  IRN DXM01258

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Dec 2025)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.