Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 11 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 11 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (10 Oct 2022 to 23 Feb 2024)
- CF30 Customer (6 Sep 2022 to 23 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.