Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • [FCA CF] Material risk taker (26 Aug 2021 to 1 Nov 2022)
    • [FCA CF] CASS oversight function (30 Nov 2020 to 9 May 2023)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 12 Jul 2023)
    • [FCA CF] Functions requiring qualifications (20 Nov 2020 to 12 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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