J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dermot John McKeever

  IRN DJM00100

  • CF30 Customer (10 Dec 2012 to 28 Mar 2013)
• Dominic Howard

  IRN DXH00972

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] CASS oversight function (since 15 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
• Dominic Russo

  IRN DXR00261

  • [FCA CF] Material risk taker (26 Aug 2021 to 26 Oct 2022)
  • [FCA CF] Client dealing (19 Oct 2020 to 15 Dec 2025)
• Eileen O'Connell

  IRN EXO00003

  • [FCA CF] Material risk taker (since 7 Jan 2026)
• Eleanor Hill

  IRN EXH00140

  • [FCA CF] Client dealing (17 Mar 2021 to 1 Mar 2022)
• Evrin Bilge Erdem

  IRN EBE01002

  • CF30 Customer (6 Oct 2011 to 14 Dec 2012)
• Ewan Silver

  IRN EXS01673

  • CF29 Significant management (3 Oct 2016 to 2 May 2017)
• Giovanni Fazio

  IRN GXF00221

  • [FCA CF] Client dealing (since 15 Apr 2024)
• Guy Jonathan Barton Jackson

  IRN GJJ01008

  • CF10 Compliance Oversight (3 Feb 2015 to 16 Oct 2015)
  • CF11 Money Laundering Reporting (3 Oct 2013 to 30 Apr 2014)
• Hock Yap

  IRN HXY00015

  • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.