J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holly Francesca Elisabeth Graham

  IRN HFG01009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2021)
• I-Meng Huang

  IRN IXH01479

  • CF2 Non Executive Director (26 Oct 2017 to 6 Mar 2019)
• Jack Beckwith

  IRN JXB00814

  • [FCA CF] Client dealing (29 Jul 2021 to 1 Mar 2022)
• James Hayward

  IRN JXH01963

  • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)
• James McManus

  IRN JXM03896

  • SMF3 Executive Director (since 5 Feb 2026)
  • SMF1 Chief Executive (since 5 Feb 2026)
  • [FCA CF] Material risk taker (31 Aug 2021 to 5 Feb 2026)
  • [FCA CF] Manager of certification employee (12 Jun 2020 to 5 Feb 2026)
  • [FCA CF] Client dealing (12 Jun 2020 to 5 Feb 2026)
  • CF30 Customer (23 May 2017 to 8 Dec 2019)
• James Patrick Egan

  IRN JPE01063

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 May 2023)
  • [FCA CF] Functions requiring qualifications (since 5 May 2023)
• Jane Masen

  IRN JXM80416

  • [FCA CF] Manager of certification employee (19 Apr 2023 to 6 Jul 2023)
• Jason Reginald Conan-Davies

  IRN JRC01311

  • [FCA CF] Manager of certification employee (since 11 Jun 2020)
  • [FCA CF] Client dealing (since 11 Jun 2020)
  • [FCA CF] Material risk taker (26 Aug 2021 to 31 Oct 2022)
  • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
• Jeremy Stephen Beckwith

  IRN JSB01062

  • CF30 Customer (25 Jul 2012 to 31 Dec 2012)
• Joanne Helen Phizacklea

  IRN JXP00417

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2024)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.