J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Johnny Chen

  IRN JXC03125

  • CF2 Non Executive Director (15 Dec 2016 to 8 Dec 2019)
• Jonathan Henry Grenville Hey

  IRN JHH01094

  • CF28 Systems and controls (6 Oct 2011 to 2 Nov 2012)
• Karine Sweeney

  IRN SXK02084

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
  • [FCA CF] CASS oversight function (since 8 Jul 2025)
  • [FCA CF] Manager of certification employee (since 26 Jun 2023)
• Kenneth John Davies

  IRN KJD01123

  • CF10 Compliance Oversight (1 May 2014 to 1 Sep 2014)
  • CF11 Money Laundering Reporting (1 May 2014 to 1 Sep 2014)
• Laura Anne Kingman

  IRN LXK00083

  • [FCA CF] Material risk taker (26 Aug 2021 to 27 Oct 2022)
  • [FCA CF] Client dealing (12 Jan 2021 to 14 Nov 2022)
  • [FCA CF] Manager of certification employee (12 Jan 2021 to 25 May 2023)
• Lee Cowles

  IRN LXC01588

  • CF3 Chief Executive (15 Oct 2013 to 18 Apr 2016)
  • CF1 Director (20 Feb 2013 to 18 Apr 2016)
• Lisa Caplan

  IRN LXC01408

  • CF30 Customer (10 Mar 2016 to 8 Dec 2019)
• Maria Pasquale

  IRN MXP01762

  • CF30 Customer (30 Jul 2012 to 7 Feb 2014)
• Martin Clive Stead

  IRN MCS01185

  • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 19 Dec 2019)
  • CF1 Director (28 Apr 2016 to 8 Dec 2019)
  • CF3 Chief Executive (28 Apr 2016 to 8 Dec 2019)
• Mary McIntosh

  IRN MMM01132

  • [FCA CF] Manager of certification employee (since 18 Nov 2024)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.