J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Massimo Tosato

  IRN MXT01142

  • CF2 Non Executive Director (7 Jul 2014 to 4 Jan 2017)
• Matthew Ashton

  IRN MXA00465

  • [FCA CF] Client dealing (24 Aug 2021 to 28 Feb 2022)
• Matthew Gatrell

  IRN MXG02692

  • SMF1 Chief Executive (9 May 2024 to 30 Jan 2026)
  • SMF3 Executive Director (9 May 2024 to 30 Jan 2026)
  • [FCA CF] Material risk taker (5 Oct 2021 to 9 May 2024)
  • [FCA CF] Manager of certification employee (5 Oct 2021 to 9 May 2024)
  • [FCA CF] Significant management (5 Oct 2021 to 9 May 2024)
  • CF28 Systems and controls (11 Jun 2018 to 8 Dec 2019)
• Matthew Paul Melling

  IRN MPM01145

  • SMF3 Executive Director (since 15 Mar 2022)
• Matthew Smith

  IRN MXS00954

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2022)
  • [FCA CF] Client dealing (since 25 Mar 2022)
• Maureen Frances Kirwan

  IRN MFK01018

  • CF30 Customer (26 Jul 2013 to 31 Dec 2013)
• Melissa Gallagher

  IRN MXG14592

  • [FCA CF] Manager of certification employee (13 Jan 2025 to 1 Oct 2025)
• Mhari Colvin

  IRN MXC00255

  • [FCA CF] Manager of certification employee (17 Apr 2023 to 16 Jun 2025)
  • [FCA CF] CASS oversight function (17 Apr 2023 to 16 Jun 2025)
• Michael Manning

  IRN MXM04488

  • [FCA CF] Manager of certification employee (19 Nov 2024 to 25 Sep 2025)
• Michelle Silwonuk

  IRN MXS05156

  • [FCA CF] Manager of certification employee (since 28 Jul 2025)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.