Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 15 Mar 2022)
    • SMF2 Chief Finance (since 23 Jun 2020)
    • SMF3 Executive Director (since 10 Apr 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Apr 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 10 Apr 2018)
    • CF28 Systems and controls (9 Sep 2014 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 8 Nov 2022)
    • CF1 Director (13 May 2014 to 8 Dec 2019)
    • CF28 Systems and controls (13 May 2014 to 8 Dec 2019)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
    • CF1 Director (13 May 2014 to 8 Dec 2019)
    • CF28 Systems and controls (13 May 2014 to 8 Dec 2019)
  • Max Recovery Limited (no longer approved here)

    FRN 720206

    • SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
    • CF1 Director (23 Feb 2016 to 8 Dec 2019)
    • CF28 Systems and controls (23 Feb 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 16 May 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 16 May 2024)
    • CF28 Systems and controls (9 Sep 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (7 Mar 2016 to 16 May 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 May 2024)
    • CF28 Systems and controls (9 Sep 2014 to 6 Mar 2016)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF28 Systems and controls (13 May 2014 to 29 Jul 2016)
    • CF1 Director (13 May 2014 to 29 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

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