Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- SMF3 Executive Director (since 15 Mar 2022)
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J.P. Morgan Europe Limited
FRN 124579
- SMF2 Chief Finance (since 23 Jun 2020)
- SMF3 Executive Director (since 10 Apr 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 10 Apr 2018)
- [FCA CF] Significant management (7 Mar 2016 to 10 Apr 2018)
- CF28 Systems and controls (9 Sep 2014 to 6 Mar 2016)
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- SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
- SMF2 Chief Finance (9 Dec 2019 to 8 Nov 2022)
- CF1 Director (13 May 2014 to 8 Dec 2019)
- CF28 Systems and controls (13 May 2014 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
- CF1 Director (13 May 2014 to 8 Dec 2019)
- CF28 Systems and controls (13 May 2014 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
- CF1 Director (23 Feb 2016 to 8 Dec 2019)
- CF28 Systems and controls (23 Feb 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (7 Mar 2016 to 16 May 2024)
- [FCA CF] Significant management (7 Mar 2016 to 16 May 2024)
- CF28 Systems and controls (9 Sep 2014 to 6 Mar 2016)
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- [FCA CF] Significant management (7 Mar 2016 to 16 May 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 May 2024)
- CF28 Systems and controls (9 Sep 2014 to 6 Mar 2016)
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- CF28 Systems and controls (13 May 2014 to 29 Jul 2016)
- CF1 Director (13 May 2014 to 29 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.