Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (13 Jan 2025 to 1 Oct 2025)
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- SMF16 Compliance Oversight (20 Jan 2022 to 5 Dec 2025)
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- [FCA CF] Manager of certification employee (27 Aug 2020 to 1 Oct 2025)
- SMF16 Compliance Oversight (17 Jul 2019 to 27 Aug 2020)
- [FCA CF] Material risk taker (17 May 2017 to 17 Jul 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 5 Dec 2025)
- CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 5 Dec 2025)
- CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (17 Jul 2019 to 5 Dec 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 17 Jul 2019)
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- SMF16 Compliance Oversight (17 Jul 2019 to 5 Dec 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 17 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.