Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • [FCA CF] Manager of certification employee (13 Jan 2025 to 1 Oct 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • SMF16 Compliance Oversight (20 Jan 2022 to 5 Dec 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (27 Aug 2020 to 1 Oct 2025)
    • SMF16 Compliance Oversight (17 Jul 2019 to 27 Aug 2020)
    • [FCA CF] Material risk taker (17 May 2017 to 17 Jul 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Dec 2025)
    • CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Dec 2025)
    • CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF16 Compliance Oversight (17 Jul 2019 to 5 Dec 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Jul 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF16 Compliance Oversight (17 Jul 2019 to 5 Dec 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.