J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Neil Alexander

  IRN NXA00136

  • [FCA CF] Functions requiring qualifications (16 Jun 2020 to 12 Jul 2023)
• Neil Goodman

  IRN NXG01537

  • CF10a CASS Oversight function (15 Mar 2018 to 8 Dec 2019)
• Neil Martin Ridley

  IRN NMR01022

  • [FCA CF] Material risk taker (26 Aug 2021 to 6 Jan 2026)
  • [FCA CF] Manager of certification employee (12 Jun 2020 to 22 Jan 2025)
  • [FCA CF] Client dealing (12 Jun 2020 to 11 Aug 2025)
  • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
• Neil Ross Alexander

  IRN NRA01042

  • SMF1 Chief Executive (26 Mar 2020 to 30 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
  • CF28 Systems and controls (14 Jun 2018 to 8 Dec 2019)
  • CF1 Director (14 Jun 2018 to 8 Dec 2019)
• Nicholas George

  IRN NXG01077

  • CF2 Non Executive Director (16 Oct 2012 to 6 Mar 2019)
• Nicholas Walter Hungerford

  IRN NWH01021

  • CF2 Non Executive Director (17 Jan 2017 to 6 Mar 2019)
  • CF30 Customer (6 Oct 2011 to 17 Jan 2017)
  • CF3 Chief Executive (6 Oct 2011 to 23 Oct 2013)
  • CF1 Director (6 Oct 2011 to 17 Jan 2017)
• Nicole Hupen-Johnson

  IRN NXH00534

  • [FCA CF] Client dealing (since 28 Jul 2025)
• Oliver Mitchell

  IRN OXM00037

  • [FCA CF] Client dealing (17 Mar 2021 to 1 Mar 2022)
• Pacome Breton

  IRN PPB01030

  • [FCA CF] Manager of certification employee (since 23 May 2022)
  • [FCA CF] Client dealing (since 11 Jun 2020)
  • [FCA CF] Material risk taker (26 Aug 2021 to 26 Oct 2022)
  • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
• Patrick O'Donovan

  IRN PXO01284

  • CF30 Customer (9 Mar 2015 to 10 Sep 2018)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.