Pacome Breton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- [FCA CF] Manager of certification employee (since 23 May 2022)
- [FCA CF] Client dealing (since 11 Jun 2020)
- [FCA CF] Material risk taker (26 Aug 2021 to 26 Oct 2022)
- CF30 Customer (10 Oct 2017 to 8 Dec 2019)
Alternatives St James LLP (no longer approved here)
FRN 430914
- CF30 Customer (30 Nov 2009 to 17 Jun 2010)
- CF4 Partner (AR) (30 Nov 2009 to 17 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.