J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Paul Hertzberg

  IRN PXH00753

  • [FCA CF] Material risk taker (since 20 Jan 2026)
  • [FCA CF] Manager of certification employee (since 28 Nov 2024)
• Paul Hillis

  IRN PXH00395

  • [FCA CF] Client dealing (17 Feb 2021 to 1 Mar 2022)
• Peter Spyrides

  IRN PXS01455

  • [FCA CF] Functions requiring qualifications (16 Jun 2020 to 12 Jul 2023)
• Phillip Robert John Bungey

  IRN PRB01186

  • CF29 Significant management (1 Jul 2015 to 8 Jun 2016)
  • CF10a CASS Oversight function (1 Jul 2015 to 8 Jun 2016)
• Pranit Rai

  IRN PXR00221

  • [FCA CF] Client dealing (22 Mar 2021 to 1 Mar 2022)
• Rana Yared

  IRN RXY12212

  • CF2 Non Executive Director (3 Apr 2019 to 8 Dec 2019)
• Richard Crozier

  IRN RSC01110

  • SMF3 Executive Director (since 12 Mar 2026)
  • [FCA CF] Material risk taker (13 Oct 2025 to 12 Mar 2026)
• Robert George Rule

  IRN RXR00422

  • SMF16 Compliance Oversight (since 18 Jun 2024)
• Robert Peter Plant

  IRN RPP01036

  • CF30 Customer (24 Jun 2013 to 30 Sep 2013)
• Roderick Fraser

  IRN RMF01027

  • [FCA CF] Client dealing (7 Jan 2022 to 23 May 2022)
  • [FCA CF] Functions requiring qualifications (7 Jan 2022 to 23 May 2022)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.