J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Roman Cheng

  IRN RXC00362

  • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)
• Romeo Olukotun

  IRN RXO00106

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Ryan Alexander Austin

  IRN RAA01115

  • CF28 Systems and controls (6 Oct 2011 to 2 Nov 2012)
• Ryan Patch

  IRN RXP00453

  • [FCA CF] Client dealing (26 Oct 2022 to 29 Apr 2025)
• Sabrina Meetoo

  IRN SXM00833

  • [FCA CF] Material risk taker (3 Sep 2021 to 25 Oct 2022)
• Saira Liane Evans

  IRN SLE01030

  • CF30 Customer (24 Mar 2016 to 5 May 2017)
• Sanjiv Somani

  IRN SXS25246

  • SMF3 Executive Director (17 Nov 2022 to 6 Aug 2023)
  • SMF1 Chief Executive (17 Nov 2022 to 6 Aug 2023)
• Sanoke Viswanathan

  IRN SXV01411

  • SMF3 Executive Director (17 Nov 2023 to 9 May 2024)
  • SMF1 Chief Executive (17 Nov 2023 to 9 May 2024)
• Sarah Butcher

  IRN SXC02062

  • CF10 Compliance Oversight (1 Sep 2014 to 2 Feb 2015)
  • CF11 Money Laundering Reporting (13 Dec 2012 to 3 Oct 2013)
• Sarah Felicity Alexandra Crouch

  IRN SFC01055

  • CF30 Customer (10 Oct 2018 to 8 Dec 2019)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.