Saira Liane Evans

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Baring Asset Management Limited (no longer approved here)
FRN 170601
- [FCA CF] Client dealing (24 Jun 2024 to 27 Sep 2024)
Baring International Investment Limited (no longer approved here)
FRN 122628
- [FCA CF] Algorithmic trading (21 Jun 2023 to 24 Jun 2024)
- [FCA CF] Client dealing (21 Jun 2023 to 27 Sep 2024)
- [FCA CF] Manager of certification employee (21 Jun 2023 to 24 Jun 2024)
J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)
FRN 552016
- CF30 Customer (24 Mar 2016 to 5 May 2017)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (20 Aug 2012 to 1 Dec 2014)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (20 Aug 2012 to 1 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.