Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apax Partners UK Ltd
FRN 119175
- [FCA CF] Significant management (since 1 Jan 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (14 May 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 May 2015 to 8 Dec 2019)
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Apax Partners LLP
FRN 222963
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (14 May 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 May 2015 to 8 Dec 2019)
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- CF10 Compliance Oversight (1 Sep 2014 to 2 Feb 2015)
- CF11 Money Laundering Reporting (13 Dec 2012 to 3 Oct 2013)
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- CF11 Money Laundering Reporting (4 Dec 2009 to 16 Nov 2012)
- CF10 Compliance Oversight (4 Dec 2009 to 16 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.